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Comprehensive Standard 3.4.11
The institution protects the security, confidentiality, and integrity of its student academic
records and maintains special security measures to protect and back up data.
X Compliance Partial Compliance Non-Compliance
Narrative
Security of Student Records
The Office of Records and Registration
[1]
with the cooperation of Computer Services
[2]
maintains students' academic records in electronic form in the Student Information System (SIS).
Confidentiality of these electronic records is strengthened by stringent user-profile security measures.
Nightly data backups are taken by Computer Services in the event of any major unforeseen problem.
Hard copies of records are kept in a secured, locked vault to which only Records and Registration staff
members have keys and electronic codes. These records are maintained for prescribed periods of time; afterwards
they are imaged to CD before being shredded.
Confidentiality and Integrity of Student Records
Each college's building has a record keeper for student records. These record keepers' primary
responsibility is to ensure the security and confidentiality of student records, as reflected in
a sample job description
[3].
Employees must also sign a confidentiality statement prior to being issued a computer user ID
[4]:
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University Computer Services, User Privilege Statement
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USER PRIVILEGE STATEMENT:
I, (your name)_______________________________________, understand that all information obtained from student
records in this system is confidential, and may be released only to the student to whose record I have access,
to others indicated by the student upon the student's written request, and as necessary to University staff on
a need-to-know basis. I agree to uphold complete confidentiality of these records otherwise (per the Family
Education Rights and Privacy Act).
_______________________ ______________________
User Signature/Date
_______________________ ______________________
Department Head Signature/Date
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Nicholls' Policy and Procedure Manual provides policies that reinforce the University's commitment to
confidentiality of student records with respect to grade posting and record disclosure. Section 2.7.1.1.3.m
[5]
describes faculty duties in regard to these issues as follows:
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University Policy and Procedure Manual, Section 2.7.1.1.3.m
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m. Grade Posting and Record Disclosure. Faculty are allowed to post grades as long as the posting procedure
does not violate any student privacy statutes such as the Buckley Amendment. Under the Buckley Amendment, for instance,
the posted grade cannot in any way be associated with a student's name. A Social Security number in place of
the student's name is also a violation because these numbers can be associated with a name. Any faculty system that
scrambles student names and then replaces that name with a number (other than the complete Social Security number)
would be acceptable. For example, a posting system where the names are scrambled and the last four digits of the
Social Security number are used would be acceptable. Faculty members who are not sure about their posting procedures
should contact their immediate supervisors.
Under federal law (the "Buckley Amendment" or FERPA), no one other than the student and school officials
may have access to the student's class schedule, grades, or other education records without the student's expressed,
usually written, permission. This prohibition includes parents, even if they claim an emergency. It is suggested
that if such a request should be presented to faculty by a parent, an appropriate response would be that we cannot,
under Federal law, release the information.
As a reminder, the types of information about a student, which may be released without the student's
permission, are listed in the current Bulletin.
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The integrity of students' academic records is assured by a strictly followed procedure for inputting and/or changing student
grades. The University's Bulletin outlines the process for changing grades as follows
[6]:
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Nicholls State University, 2005-2006 Bulletin
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Change of Grade
After a grade is recorded in the Office of Records and Registration, it can be changed only
upon certification by the instructor on the proper form obtained from the instructor's academic dean. The change
of grade must be approved by the dean of the instructor's college and the Office of Records and Registration.
Once the form is completed and turned in to the Office of Records and Registration, the instructor must sign
the official grade book indicating the grade change. Once the grade of W has been entered on a student's
permanent record, it cannot be changed or withdrawn from the record. An instructor cannot change a grade to W.
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Finally, students are informed of Nicholls' commitment to the confidentiality of student academic records through the Bulletin,
under the Family Educational Rights and Privacy Act (FERPA) [7], as follows:
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Nicholls State University, 2005-2006 Bulletin
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Family Educational Rights and Privacy Act
Students attending Nicholls State University are hereby informed of their right of access to
their official records as described in the federal Family Educational Rights and Privacy Act
and of the confidential nature of those records.
The federal act further provides that directory information about the student may be
released by the University unless the student completes a form in the Office of Records and
Registration within two weeks after the final day of registration for a semester, or within
one week after the final day of registration for a summer session. This must be renewed each
semester or summer session.
The following is considered directory information: the student's name, address,
telephone listing, electronic mail address, date and place of birth, major field of study,
classification, full-time or part-time status, participation in officially recognized
activities and sports, weight and height of members of athletic teams, dates of attendance,
degrees and honors/awards received, the most recent previous education agency or institution
attended, and photographs (for public relations purposes only).
Further information may be obtained from the Office of Records and Registration.
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Documentation
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#
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Documents
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Original
Hyperlink
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Local Copy
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1
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NSU Web Page, Office of
Records and Registration
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Original Hyperlink
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Same
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2
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NSU Web Page, University
Computer Services
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Original Hyperlink
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Same
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3
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Job Description,
Administrative Coordinator 3
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Original Hyperlink
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Same
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4
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University Computer Services,
Operator and Screen Access Definition Worksheet, User Privilege Statement
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Original Hyperlink
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Same
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5
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University Policy and
Procedure Manual, Section 2.7.1.1.3.m Grade Posting and Record Disclosure
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Original Hyperlink
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Local Copy
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6
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NSU Web Site, Academic
Bulletin, Change of Grade
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Original Hyperlink
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Same
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7
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NSU Web Page, Academic
Bulletin, Student Rights and Responsibilities, Family Educational Rights and
Privacy Act
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Original Hyperlink
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Same
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