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Comprehensive Standard 3.2.3
The board has a policy addressing conflict of interest for its members.
X Compliance Partial Compliance Non-Compliance
Narrative
The University of Louisiana System's Bylaws specifically states a system policy addressing conflict of
interest for its members as referenced in Part I, Section I.G. Conflict of
Interest [1]:
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University of Louisiana System, Board Rules, Bylaws, Part I, Section 1. G
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G. Conflict of Interest. The Board of Supervisors for the University of Louisiana System is the
governing board for all institutions that comprise the University of
Louisiana System. All members of the Board are appointed officers of
the State of Louisiana. As such, they are subject to the laws of the
State as defined by the 1974 Louisiana State Constitution (Art. X.
Public Officials and Employees, Part I., Sec. 2) and the State Code
of Ethics which govern their conduct and responsibilities.
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The
laws of the State referenced in the University of Louisiana System Bylaws
follow:
Sections
1101, 1112, 1116, and 1118 of the Louisiana Code of Governmental Ethics [2] specifically govern the activities of public officers
and employees in matters regarding conflict of interest. Section 1101.B [3]
specifically addresses this issue:
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Louisiana Code of Governmental Ethics, Section 1101.B
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§1101. Declaration of policy
B. It is essential to the proper operation of democratic
government that elected officials and public employees be independent
and impartial; that governmental decisions and policy be made in the
proper channel of the governmental structure; that public office and
employment not be used for private gain other than the remuneration
provided by law; and that there be public confidence in the integrity
of government. The attainment of one or more of these ends is impaired
when a conflict exists between the private interests of an elected
official or a public employee and his duties as such.
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Ethics Code Section 1112 [4]
sets forth rules involving the participation of certain individuals, including
elected officials and employees, in transactions involving governmental
agencies. By participating in transactions that are prohibited under this
section, a Board member could be unduly influenced in making decisions
regarding the institutions which he represents.
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Louisiana Code of Governmental Ethics, Section 1112
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§1112. Participation in certain transactions involving the governmental entity
A. No public servant, except as provided in R.S. 42:1120, shall participate in a transaction
in which he has a personal substantial economic interest of which he may be reasonably expected to know
involving the governmental entity.
B. No public servant, except as provided in R.S. 42:1120, shall participate in a
transaction involving the governmental entity in which, to his actual knowledge, any of the
following persons has a substantial economic interest:
(1) Any member of his immediate family.
(2) Any person in which he has a substantial economic interest of which he may reasonably be expected to know.
(3) Any person of which he is an officer, director, trustee, partner, or employee.
(4) Any person with whom he is negotiating or has an arrangement concerning prospective employment.
(5) Any person who is a party to an existing contract with such public servant, or with any legal
entity in which the public servant exercises control or owns an interest in excess of twenty-five
percent, or who owes any thing of economic value to such public servant, or to any legal entity
in which the public servant exercises control or owns an interest in excess of twenty-five percent,
and who by reason thereof is in a position to affect directly the economic interests of such public servant.
C. Every public employee, excluding an appointed member of any board or commission, shall disqualify
himself from participating in a transaction involving the governmental entity when a violation of
this Part would result. The procedures for such disqualification shall be established by regulations
issued pursuant to R.S. 42:1134(1).
D. No appointed member of any board or commission, except as provided in R.S. 42:1120.1 and R.S. 42:1120.2,
shall participate or be interested in any transaction involving the agency when a violation of this
Part would result.
Acts 1979, No. 443, §1, eff. April 1, 1980; Acts 1983, No. 697, §1; Acts 1985, No. 426, §2; Acts 1987,
No. 370, §1.
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Ethics Code Sections 1116 A, B, and C
[5]
set forth guidelines regarding abuse of office.
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Louisiana Code of Governmental Ethics, Section 1116 A, B, and C
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§1116. Abuse of office
A. No public servant shall use the authority of his office or position, directly or
indirectly, in a manner intended to compel or coerce any person or other public
servant to provide himself, any other public servant, or other person with any
thing of economic value. This Subsection shall not be construed to limit that
authority authorized by law, statute, ordinance, or legislative rule in carrying
out official duties.
B. No public servant shall use the authority of his office or position, directly or
indirectly, in a manner intended to compel or coerce any person or other public servant
to engage in political activity. For the purposes of this Subsection, "political activity"
means an effort to support or oppose the election of a candidate for political office
in an election. This Subsection shall not be construed to limit that authority authorized
by law, statute, ordinance, or legislative rule in carrying out official duties.
C. No regulatory employee shall participate in any way in the sale of goods or services to
a person regulated by his public agency, or to any officer, director, agent, or employee of
such person, if a member of the immediate family of the regulatory employee, or any business
enterprise in which such regulatory employee or member of his immediate family owns at least
twenty-five percent, receives or will receive a thing of economic value by virtue of the sale.
Acts 1979, No. 443, §1, eff. April 1, 1980; Acts 1997, No. 338, §1; Acts 1999, No. 418, §1.
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Section 1118 [6]
provides guidelines for public employees who, directly or indirectly, influence
actions by legislature or governmental authority.
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Louisiana Code of Governmental Ethics, Section 1118
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§1118. Influencing action by legislature or governing authority
No public servant shall solicit or receive any thing of economic value, directly or
indirectly, for, or to be used by him or a member of his immediate family principally
to aid in, (1) the accomplishment of the passage or defeat of any matter affecting his
agency by the legislature, if his agency is a state agency, or by the governing authority,
if his agency is an agency of a political subdivision, or (2) the influencing,
directly or indirectly, of the passage or defeat of any matter affecting his agency
by the legislature, if his agency is a state agency, or by the governing authority,
if his agency is an agency of a political subdivision.
Acts 1979, No. 443, §1 eff. April 1, 1980.
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In addition to the above, Board
members are required to take an oath of office in which they acknowledge
receipt of a copy of the Code of Ethics as required by Revised Statute 42:1162
[7].
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Louisiana Revised Statute 42:1162
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§1162. Copy of ethics code to be furnished by the secretary of state
Whenever the secretary of state shall issue a commission to a public servant,
he shall include therewith a copy of this Chapter in pamphlet or other form
convenient to the secretary, and the public servant shall acknowledge receipt
thereof when filing his oath of office with the secretary of state.
Acts 1979, No. 443, §1, eff. April 1, 1980.
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Documentation
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#
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Documents
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Original
Hyperlink
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Local Copy
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1
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University of Louisiana System, Board Rules, Bylaws, Part I, Section I. G. Conflict of Interest
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Original Hyperlink
Scroll to Section I.G on page 2.
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Local Copy
Scroll to Section I.G on page 2.
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2
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Louisiana Code of Governmental Ethics,
Sections 1101, 1112, 1116, and 1118
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§1101.
§1112. §1116.
§1118.
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Local Copy
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3
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Louisiana Code of Governmental Ethics,
Section 1101.B
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Original
Hyperlink
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Local Copy
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4
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Louisiana Code of Governmental Ethics,
Section 1112
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Original
Hyperlink
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Local Copy
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5
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Louisiana Code of Governmental Ethics,
Section 1116. A, B, and C
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Original
Hyperlink
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Local Copy
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6
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Louisiana Code of Governmental Ethics,
Section 1118
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Original
Hyperlink
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Local Copy
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7
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Louisiana Revised Statute 42:1162
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Original
Hyperlink
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Local Copy
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